Service
Risk & Audit Support
Independent readiness assessment before audit or regulatory inspection.
- For whom
- Organisations that need an objective view of their risk exposure.
- Problem
- They don't know where exposure is greatest or what to fix first.
- Outcome
- A risk map, prioritised action list and management summary.
What the engagement produces
- Readiness assessment report — structured, management-ready, non-technical language.
- Gap inventory with risk-ranked recommendations and remediation priorities.
- Control mapping — existing controls mapped to the applicable audit requirements.
- Evidence adequacy review — what documentation supports which requirements.
- Handover summary for internal compliance or risk owners.
Organisations facing an external audit or regulatory inspection need an honest picture of where they stand — before the auditor arrives. We provide an independent review of your compliance posture against the applicable requirements, identify gaps, rank risks, and produce a structured report your leadership can act on.
What is out of scope
- Remediation implementation or technical control deployment.
- Legal advice on regulatory interpretation.
- Representation during audit or regulatory proceedings.
- Certification or third-party assurance services.
- Ongoing risk monitoring (available as a separate retainer).
What you have when the engagement closes
- A clear audit-readiness picture — what your organisation is prepared for and where the gaps are.
- A risk-ranked gap list that prioritises what to address before external scrutiny.
- A control mapping that demonstrates your existing programme against the relevant framework.
- A management report your leadership can use to make informed decisions before an audit or inspection.
How the engagement is delivered
Scope
Define the audit framework, requirements scope, and applicable criteria for the assessment.
Review
Structured review of existing controls, documentation, and governance arrangements against requirements.
Assess
Independent adequacy assessment — identifying gaps, misalignments, and risk levels.
Report
Findings documented in a structured report with ranked recommendations.
Handover
Final report and supporting materials handed over with a debrief for internal stakeholders.
Scope boundaries
Regcytech provides advisory and documentation readiness support. Clear boundaries are part of a trustworthy engagement:
- We do not provide legal advice, legal representation or binding legal opinions.
- We do not certify, and we are not an accredited audit body — our work supports your preparation.
- We do not guarantee legal compliance: compliance also depends on how your organisation operates and on regulatory interpretation.
- Our current services are not self-service software products — they include no client portal or automated compliance platform.
For questions of legal interpretation, we always recommend involving a qualified lawyer.
Start with a readiness scope review.
A short conversation establishes the audit framework, applicable requirements, and what a readiness assessment would involve for your organisation.
30 minutes. No obligation. No hard pitch — just a structured conversation about where you stand and what may be useful next.
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